Regarding the principle of specialty and competence
in the action of protection, in Ecuadorian
legislation
A cerca
del principio de especialidad y la competencia en la accion de proteccion, en
la legislacion ecuatoriana
|
Marco Joselito Guerrero Machado Ph.D Docente de la Facultad de
Jurisprudencia y Ciencias Sociales y Políticas de la
Universidad de Guayaquil. Marco.guerrerom@ug.edu.ec ,
https://orcid.org/0000-0002-8311-2387 Manuel de Jesús Real López Msc. Docente de la Facultad de
Jurisprudencia y Ciencias Sociales y Políticas de la
Universidad de Guayaquil. Manual.reall@ug.edu.ec https://orcid.org/0000-0002-9031-1122 |
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ABSTRACT
The study of
the principle of specialty and competence, as entities that compose the process
in the constitutional field, related to the action of protection, awakens a
certain debate, since there is no clear complementation between what is
established in this regard in the Constitution of the Republic, with what is
regulated by the special laws. In fact, we highlighted in our research about
the need for our legislation to have the proper judges specialized in
constitutional matters so that their resolutions are the resultant for a proper
guarantee of fundamental rights in Ecuadorian society.
RESUMEN
El estudio del principio de
especialidad y competencia, como entes que componen el proceso en el ámbito
constitucional, relativo a la acción de protección, despierta un cierto debate,
toda vez que no existe una clara complementación entre lo establecido al
respecto en la Constitución de la República, con lo regulado por las leyes
especiales. En efecto, resaltamos en nuestra investigación a cerca de la
necesidad que nuestra legislación cuente con los debidos jueces especializados
en asuntos constitucionales a efectos de que sus resoluciones sean el
resultante para una garantía debida de los derechos fundamentales en la
sociedad ecuatoriana.
Keywords / Palabras clave
Principio de especialidad, competencia,
acción de protección.
Specialty principle, jurisdiction,
protective action.
Introduction
Through the
present research, we will refer to a not minor issue within the context of the
processing of the so-called protection action; a matter that has been observed
from different angles in the Ecuadorian criticism and doctrine, highlighting in
some aspects the lack of complementation between what the Constitution itself
and the Law indicate. We refer specifically to the principle of specialty of
the Judge to know and resolve issues concerning the guarantee of fundamental
rights; an issue that is closely related to the competence that the respective
operator of justice must have.
With the
purpose of having a complete result in its study, we will also focus a brief
reference to what the Comparative Legislation is oriented in this respect.
the
evolution of the legal regulations, only as a consequence of the social
development, is not something to highlight; rather, it is the expected result
due to the essence and role that it plays in the social order. Therefore, in
the jurisdictional sphere, this maxim is also foreseen as something that must
occur sooner or later.
This is due
to the fact that -referring to the constitutional jurisdictional field-, this
is no exception to the aforementioned rule; that is to say, such logical action
should also be reflected here, as it already happens, with similar functioning
of all the legal-regulatory figures and institutions that regulate this
specific sector.
From the
point of view of the purpose of establishing a legal figure from a perspective
(whether procedural or judicial), it will justify the constant variations of
these.
In the
specific case, before whom an action for protection can be filed, as the
competent judge, is of great relevance, since this will contribute to optimize
-among other aspects- the expected results, which in turn will be the most
optimal and accepted by the social conglomerate.
BRIEF HISTORICAL REFERENCES ON THE ACTION OF PROTECTION IN ECUADOR.
As it has
been gathered by the writers of the study of the different scenarios that have
taken place in this field, what today is called action of protection had a
series of facets, which without going into the analysis of the respective
details have helped to establish what today is the aforementioned
constitutional action:
In
Ecuadorian legislation, the Constitutional Amparo despite being
constitutionally enshrined in 1967, did not have the due application, since
they never issued the corresponding regulations that regulate it, due to the
political situations that the country was going through at that time, in the
seventies, but which contemplated that “ (. ...) the
State guarantees: The right to sue for judicial protection without prejudice to
the duty incumbent upon the Public Power to ensure the observance of the
Constitution and the laws”.
The
1978-1979 Constitution, which reestablished the democratic period of the
country, did not consecrate the amparo, demonstrating the disinterest of the
rulers of that time. The constitutional reforms of 1983 sought to reintroduce
this guarantee, but remaining simply in the procedural statute, being a faculty
of the Tribunal of Constitutional Guarantees, before this body any natural or
legal person could file complaints, when the rights guaranteed in the
constitution were not fulfilled. “The Court of Constitutional Guarantees was
empowered to hear complaints... for violations of the Constitution that violate
the rights and freedoms guaranteed by the Constitution...”, which was referred
to as a complaint, not as an amparo.
Subsequently,
attempts and stages were made, such as in 1993 with the draft of the Political
Constitution prepared by the Supreme Court, now the National Court, which deals
with the Constitutional Amparo.
In the
Transitory Statute of Constitutional Control, the Executive Amparo was
regulated, in the Project of Constitutional Reforms of December 1994, product
of a Commission of Jurists appointed by the President of the Republic of that
time, the institution of the amparo conceived in 1967 was reestablished, but
with a more advanced orientation and as an autonomous guarantee. Reforms that
were approved in 1996, when the Congress approved a block of reforms to the
Constitution, which were included in Art. 31 of the codification in force until
August 10, 1998, which includes the constitutional action of amparo, with
slight modifications, contemplated in Art. 9533, in force until October 20,
2008.
THE ACTION
OF PROTECTION: JURISDICTION AND COMPETENCE
1. Jurisdiction:
· It has been said that it is the set of attributions of
an authority; for example: “this is the jurisdiction of the policeman or this
is the jurisdiction of the governor”.
· It has also been said that it is a territorial or
spatial demarcation over which a function is exercised: “this is the
jurisdiction of Cañas or the jurisdiction of San José”.
· It has been given the synonym of competence; without
going too far, some authors (Cabanellas) when
defining jurisdiction speak of administrative, civil, contentious, criminal,
penal, etc.
· Finally, as equivalent to jurisdictional power, which
is technically correct.
In recent
times, a more or less unitary definition of what is to be understood by
jurisdiction has been maintained. Couture appears in the maturity of his career
and manages to affirm, rightly, that it is the public function of doing
justice. This function is achieved, in the words of Rocco, Chiovenda
and many others, through the realization of the law, that is, the application
of the law always considering the parameters of justice. An unavoidable
contribution is that of Liebman by adding the best seasoning, which is the
realization of the law, but with the authority of res judicata, which means
that the mandate arising from the judgment cannot be altered or changed.
2.
Jurisdiction
Jurisdiction
is the distribution of jurisdiction among different organs of the jurisdiction,
since it is not possible that a single court or very few of them can be in
charge, for example, of all matters, in all parts of the country. Or, that in a
single court there are two instances, one lower and one higher.
Véscovi (1984: 155) states that, “by virtue of different factors or actors,
such as territorial extension, the number of cases, etc., there are various
courts (judicial bodies) among which the processes are distributed. That is to
say, there are judges who must intervene in some matters and not in others;
they are said to be competent for the former and incompetent for the latter”.
Theoretically, Véscovi continues, this refers to the
capacity or incapacity of the court or judge to hear certain proceedings. All
judges exercise jurisdiction, but some of them can hear certain cases and
others cannot. This is competence.
Jurisdiction
is the capacity of a judge or a court to hear a matter, a certain amount, a
territory or by degree.
Both
procedural figures (whichever judicial proceeding it may be), in the first
place, must be duly regulated, and in turn, establish who is legally indicated
for its knowledge and subsequent resolution; hence its importance.
On the
other hand, a very different issue is who will be those who, as authorized,
will hear and resolve a specific case, and this is what this judicial
institution called competence refers to. This fact is what the different legal
systems have debated in order to subsequently establish a system of competence
that is the most optimal in terms of results and credibility on the part of
society. Hence, the various options chosen.
In this
context, it is important to bear in mind that although there is a series of
alternatives that the doctrine itself is responsible for establishing in order
to have a good jurisdictional system of competence in the case of who will hear
and resolve an action for protection, this is a factor although not a
determining factor, it is a contributing factor if we consider that a legal
regulation that guarantees a good system of jurisdiction and competence,
guarantees - in an action for protection - respect for the rights protected in
the Constitution, while in the procedural sphere, that justice is applied.
THE
PRINCIPLE OF SPECIALITY AND COMPETENCE
When we
refer to specialty and competence as legal principles, we are referring to two
different issues, each with its own meaning, since the competence of the judge
to hear and resolve something specific is regulated by law, while in the case
of specialty, it is what the judge must be prepared to exercise his
responsibilities.
The rule of
the principle of judicial competence is not specific to a particular
legislation in the world, nor to a particular historical period.
The fact
that currently the institution has taken root that each judge is assigned to
hear and resolve a particular matter, fulfilling -among others- the condition
of having exclusive knowledge related to the type of resolution to be issued,
is only the consequence of the inevitable social progress. Precisely, this is
the sine-qua non requirement that must be met by whoever is going to be the
established judge in a protection action. The procedural institution called
competence is based on this reference.
It thus
allows that in the jurisdictional sphere and specifically, in order to hear and
rule on an action for protection, the judges called upon are specialized judges
in the constitutional sphere. The result is that, from a strictly technical
sentence, taking into account the factual and legal means, it will enjoy social
credibility, guaranteeing the fundamental rights of the appellants, without
taking into consideration that this will also contribute to the accumulation of
unresolved processes, by the justice operator.
Finally, we
must bear in mind that the principle of specialization, at all times acts as a
contributory factor to guarantee what is established in the Constitution,
therefore, the right to legal certainty.
THE
PRINCIPLE OF SPECIALIZATION AND THE SCOPE OF THE ACTION OF PROTECTION IN
ECUADOR.
Everything
concerning the action of protection, starting from the procedure to be used to
resolve these issues, is duly regulated, being the Constitution itself the one
that indicates who are the competent to hear and resolve these cases:
Political
Constitution of the State
Art. 86.-
Jurisdictional guarantees shall be governed, in general, by the following
provisions:
.........................
2.The judge
of the place where the act or omission originates or where its effects are
produced shall be competent, and the following procedural rules shall be
applicable.
Organic
Code of the Judiciary
Art. 11.-
Principle of specialty. - Jurisdictional power shall be exercised by judges in
a specialized manner, according to the different areas of competence. However,
in places with a small population of users or in view of the procedural burden,
a judge may exercise several or all of the specializations in accordance with
the provisions of this Code.
Organic Law on Jurisdictional Guarantees and Constitutional Control
Art. 7.- Jurisdiction. - In the first instance, the specialized constitutional
judge of the place where the act or omission originates or where its effects
are produced shall have jurisdiction. When in the same territorial district
there are several competent specialized constitutional judges, the lawsuit
shall be drawn by lot among them. These actions shall be drawn by lot in an
appropriate, preferential and immediate manner. In the event that the claim is
presented orally, the lot shall be drawn by lot only with personal
identification.
In the actions of habeas data and access to public information, the provisions
of this law shall apply.
The judge
who, by the rules provided in the Constitution and this law, is incompetent to
hear the actions provided in this title shall dismiss the claim by order, which
may be appealed to the Specialized Constitutional Chamber of the competent
Provincial Court.
The judge who, despite being incompetent, admits and resolves a jurisdictional
guarantee, shall be administratively and criminally liable.
The specialized constitutional judge who, being competent, must hear the
actions provided for in this title may not disqualify himself or herself,
without prejudice to the excuse or recusal that may be applicable. The
specialized constitutional judge on duty shall have jurisdiction when an action
is filed on holidays or outside the business hours of the other courts.
As with any
procedure, the legal institutions that compose it do no more than shape a way
of acting, in this case, a procedural mechanism tending to a purpose marked by
legal designs. The action for protection is no exception to this rule.
However,
when analyzing these different institutions, although they have their basis in
the custom of the societies, the legal doctrine, etc., we become aware of their
operation, which at the discretion of the various writers or scholars of the
subject may be acceptable or inadequate.
In the
Ecuadorian case, observing such maxims, the procedural mechanism, as it refers
to the processing of the action of protection, has its own guidelines that,
according to its legislator, tends to guarantee the fundamental rights of the
citizens that develop in society.
THE ACTION FOR PROTECTION IN COMPARATIVE LAW.
According
to what we have been expressing in the content of this research, not only our
legislation, but in its majority, as far as our subject of study is concerned,
its respective regulations are framed with doctrinal aspects and/or with the
customs and internal needs of each society. Proof of this is that Chilean
legislation, in terms of who has jurisdiction to hear matters of fundamental
rights through actions (resources), is the court of second instance, called
Court of Appeals:
(Recurso de protección)
“It is the
action that the Constitution grants to all persons who, as a result of
arbitrary or illegal acts or omissions, suffer deprivation, disturbance or
threat to their constitutional rights and guarantees.
The recourse for protection must be filed before the Court of Appeals in whose
jurisdiction the act was committed or the arbitrary or illegal omission that caused the violation
occurred.
Methodology
The research developed through these guidelines
is of the
deductive order, which within the qualitative field has
allowed us to make a general analysis of the principle of specialty, directly
related to the procedural figure of competence within the scope of fundamental
rights and whose guarantee is required by the Constitution of the Republic. Its
use has been appropriate to establish the need -in the case of our legislation-
for a complementation between the essential principles alluded to in the
highest law, which should be seconded by specific laws.
Results
It is
important to remember that within a legal system there must be an obligatory
hierarchical relationship between the different laws with respect to the
general constitutional guidelines. When this does not happen, the result may be
that, when the secondary law is applied, it will not achieve the purposes
proposed by society as a whole. Precisely, the analysis of the principle of
specialty, together with the figure of the competence of the judge, at the time
of hearing and resolving on issues related to the safeguarding of fundamental
rights at risk of their non-observance, has allowed us to evidence them, which
of course, is a reason for convergence of various points of view, which
coincide in the need for a system that clearly ensures the guarantee of
individual fundamental rights.
Discussion
The
realization of the present study on the action of protection, focused from the
perspective of the principle of specialty and competence, has made it possible
to visualize an existing distance, from what has been unanimously pointed out
by the different doctrinal positions, with the legal regulation in this matter
in Ecuador; Since the participation of any judge of first instance is allowed
by the scope of competence to hear and resolve a specific case in a breach of
fundamental rights, such action is not related to the principle of specialty,
which, as we must remember, advocates -necessarily- as a requirement, the
appropriate knowledge of the operator of justice, in specific matters of
fundamental rights.
If followed
according to these guidelines, it is clear that all this does not contribute to
guarantee the observance of the fundamental rights of individuals, through
sentences that should also contribute to the satisfaction of society as a whole.
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